MetLife Investment Management, LLC - May 29, 2025 Form 4 Insider Report for Duff & Phelps Utility & Infrastructure Fund Inc. (DPG)

Role
10%+ Owner
Signature
/s/ Israel Grafstein, Chief Compliance Officer of MetLife Investment Management, LLC
Stock symbol
DPG
Transactions as of
May 29, 2025
Transactions value $
-$10,000,000
Form type
4
Date filed
6/2/2025, 05:41 PM
Previous filing
Apr 18, 2025
Next filing
Jun 23, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
MetLife Investment Management, LLC 10%+ Owner ONE METLIFE WAY, WHIPPANY /s/ Israel Grafstein, Chief Compliance Officer of MetLife Investment Management, LLC 2025-06-02 0001529735

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DPG Series D Mandatory Redeemable Preferred Shares Purchase $18.7M +748K $25.00 748K May 29, 2025 See Footnotes F1, F2
transaction DPG Series D Mandatory Redeemable Preferred Shares Purchase $6.3M +252K $25.00 252K May 29, 2025 See Footnotes F1, F2
transaction DPG Series C Mandatory Redeemable Preferred Shares Other -$13.7M -550K -100% $25.00 0 May 30, 2025 See Footnotes F1, F2, F3
transaction DPG Series C Mandatory Redeemable Preferred Shares Other -$3.06M -123K -100% $25.00 0 May 30, 2025 See Footnotes F1, F2, F3
transaction DPG Series C Mandatory Redeemable Preferred Shares Other -$13M -518K -100% $25.00 0 May 30, 2025 See Footnotes F1, F2, F3
transaction DPG Series C Mandatory Redeemable Preferred Shares Other -$5.25M -210K -100% $25.00 0 May 30, 2025 See Footnotes F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are held directly by clients for whom the Reporting Person serves as investment manager.
F2 The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.
F3 These Series C Mandatory Redeemable Preferred Shares were redeemed in full by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9 thereunder.