John Farahi - Jul 21, 2025 Form 4 Insider Report for MONARCH CASINO & RESORT INC (MCRI)

Role
CEO, Director, 10%+ Owner
Signature
John Farahi
Stock symbol
MCRI
Transactions as of
Jul 21, 2025
Transactions value $
-$2,513,932
Form type
4
Date filed
7/23/2025, 08:07 PM
Previous filing
Jan 6, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
FARAHI JOHN CEO, Director, 10%+ Owner MONARCH CASINO & RESORT INC, 1175 MOANA LANE SUITE 200, RENO John Farahi 2025-07-23 0000937318

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCRI Common Stock Options Exercise $1.17M +66.7K +12.62% $17.62 595K Jul 21, 2025 Direct F1
transaction MCRI Common Stock Tax liability -$3.48M -33K -5.54% $105.39 562K Jul 21, 2025 Direct F1
transaction MCRI Common Stock Sale -$212K -2K -0.36% $105.78 560K Jul 22, 2025 Direct F2
holding MCRI Common Stock 2.51M Jul 21, 2025 In trusts

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCRI Options / Right to Buy Award $0 +66.7K +12.5% $0.00 600K Jul 21, 2025 Common Stock 66.7K $17.62 Direct F1
holding MCRI Options / Right to Buy 600K Jul 21, 2025 Common Stock 66.7K $78.90 Direct
holding MCRI Options / Right to Buy 600K Jul 21, 2025 Common Stock 66.7K $69.15 Direct
holding MCRI Options / Right to Buy 600K Jul 21, 2025 Common Stock 66.7K $76.89 Direct
holding MCRI Options / Right to Buy 600K Jul 21, 2025 Common Stock 66.7K $73.95 Direct
holding MCRI Options / Right to Buy 600K Jul 21, 2025 Common Stock 66.7K $61.22 Direct
holding MCRI Options / Right to Buy 600K Jul 21, 2025 Common Stock 66.7K $43.24 Direct
holding MCRI Options / Right to Buy 600K Jul 21, 2025 Common Stock 66.7K $39.82 Direct
holding MCRI Options / Right to Buy 600K Jul 21, 2025 Common Stock 66.7K $45.32 Direct
holding MCRI Options / Right to Buy 600K Jul 21, 2025 Common Stock 66.7K $23.08 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On July 21, 2025, Mr. Farahi completed "net" stock option exercise whereby he exercised 66,666 stock options with an expiration date 11/01/2025. The exercise price of the stock option and the required tax withholding were paid in the form of stock totaling 32,992 shares. As a result of this "net" stock exercise Mr. Farahi beneficial ownership increased by the balance of 33,674 shares.
F2 The transaction represents sale of shares from Mr. Farahi's Family Foundation account.