| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | AWH | Common Stock | 6,536 | 06 Mar 2025 | Direct | ||||||
| holding | AWH | Common Stock | 1,912,156 | 06 Mar 2025 | By Jack W. Schuler Living Trust | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AWH | Senior Secured Convertible Note due 2030 | Purchase | $200,000 | $200,000 | 06 Mar 2025 | Common Stock | 800,000 | $0.2500 | By Jack W. Schuler Living Trust | F1, F2 | |||
| holding | AWH | Warrant (Right to Buy) | 6,536 | 06 Mar 2025 | Common Stock | 6,536 | $2.25 | Direct | ||||||
| holding | AWH | Warrant (Right to Buy) | 28,500 | 06 Mar 2025 | Common Stock | 28,500 | $4.13 | By Jack W. Schuler Living Trust | F1 | |||||
| holding | AWH | Warrant (Right to Buy) | 8,888 | 06 Mar 2025 | Common Stock | 8,888 | $4.13 | By Jack W. Schuler Living Trust | F1 |
| Id | Content |
|---|---|
| F1 | Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust (the "Living Trust") and in such capacity may be deemed to beneficially own the securities held by the Living Trust. |
| F2 | On March 6, 2025, the Issuer issued to the Living Trust in a private transaction a Senior Secured Convertible Note due 2030 in the principal amount of $200,000 (the "Convertible Note"). Each $0.25 principal amount of the Convertible Note is convertible by its holder at any time prior to maturity into one "Phase 1 Unit," consisting of (i) one share of Common Stock and (ii) a warrant to purchase, on the terms set forth therein, 2.25 shares of Common Stock. |