John J. Pinto - 26 Feb 2023 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role
Sr EVP & CFO
Signature
/s/ Jan M. Klym, Power of Attorney
Issuer symbol
NYCB
Transactions as of
26 Feb 2023
Net transactions value
$0
Form type
4
Filing time
28 Feb 2023, 11:41:42 UTC
Previous filing
13 Jan 2023
Next filing
21 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYCB Common Stock Tax liability $0 -2,440 -0.54% $0.000000 449,827 26 Feb 2023 Direct F1, F2
holding NYCB Common Stock 86,001 26 Feb 2023 By 401(k) F3
holding NYCB Common Stock 5,417 26 Feb 2023 By Stock Award XII F4
holding NYCB Common Stock 4,324 26 Feb 2023 By Stock Award XIV F5
holding NYCB Common Stock 57,031 26 Feb 2023 By Stock Award XV F6
holding NYCB Common Stock 4,777 26 Feb 2023 By Stock Award XVI F7
holding NYCB Common Stock 26,016 26 Feb 2023 By Stock Award XVII F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
F2 The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
F3 This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
F4 The remaining 5,417 shares, granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 26, 2023.
F5 The remaining 4,324 shares, granted under Stock Award XIV on March 17, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 17, 2023.
F6 The remaining 57,031 shares granted under Stock Award XV on January 12, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in three approximately equal annual installments commencing on January 12, 2024.
F7 The remaining 4,777 shares, granted under Stock Award XVI on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on February 26, 2024.
F8 26,016 shares granted under Stock Award XVII on April 13, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in three equal annual installments commencing on April 13, 2023.