THOMAS R. CANGEMI - 24 Mar 2023 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role
President and CEO, Director
Signature
/s/ Jan M. Klym, Power of Attorney
Issuer symbol
NYCB
Transactions as of
24 Mar 2023
Transactions value $
$0
Form type
4
Filing time
27 Mar 2023, 17:25:48 UTC
Previous filing
21 Mar 2023
Next filing
17 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYCB Common Stock Award $0 +124,651 $0 124,651 24 Mar 2023 By Stock Award (032423) F1
transaction NYCB Common Stock Tax liability $0 -4,088 -0.37% $0 1,112,414 26 Mar 2023 Direct F2, F3
holding NYCB Common Stock 133,143 24 Mar 2023 By 401(k)
holding NYCB Common Stock 58,394 24 Mar 2023 By IRA
holding NYCB Common Stock 1,941 24 Mar 2023 By Spouse
holding NYCB Common Stock 174,588 24 Mar 2023 By Stock Award XV F4
holding NYCB Common Stock 12,558 24 Mar 2023 By Stock Award XVI F5
holding NYCB Common Stock 74,238 24 Mar 2023 By Stock Award XVII F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were granted under Stock Award (032423) on March 24, 2023 pursuant to Issuer's 2020 Omnibus Incentive Plan, and will vest in three approximately equal annual installments commencing on March 24, 2024.
F2 These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
F3 The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested.
F4 The remaining 174,588 shares granted under Stock Award XV on January 12, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in three equal annual installments commencing on January 12, 2024.
F5 The remaining 12,558 shares, granted under Stock Award XVI on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on February 26, 2024.
F6 74,238 shares granted under Stock Award XVII on April 13, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in three approximately equal annual installments commencing on April 13, 2023.