JOHN W. CASELLA - 31 Dec 2022 Form 5 Insider Report for CASELLA WASTE SYSTEMS INC (CWST)

Role
CHIEF EXECUTIVE OFFICER, Director
Signature
/s/ John W. Casella
Issuer symbol
CWST
Transactions as of
31 Dec 2022
Net transactions value
$0
Form type
5
Filing time
23 Jan 2023, 15:17:22 UTC
Previous filing
15 Nov 2022
Next filing
24 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWST Class B Common Stock Gift $0 -137,000 -71% $0.000000 57,100 02 Dec 2022 By Spouse F1, F2, F3
transaction CWST Class B Common Stock Gift $0 +137,000 $0.000000 137,000 02 Dec 2022 by SLAT 2 F2, F4
holding CWST Class A Common Stock 11,601 31 Dec 2022 Direct
holding CWST Class A Common Stock 694 31 Dec 2022 By Spouse F1
holding CWST Class B Common Stock 166,000 31 Dec 2022 Direct
holding CWST Class B Common Stock 134,000 31 Dec 2022 By SLAT F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
F2 Represents a gift of shares by Mr. Casella's spouse to a Spousal Lifetime Access Trust for the benefit of Mr. Casella ("SLAT 2"). Mr. Casella is the trustee of the SLAT 2.
F3 Amount shown reflects an adjustment to correct an inadvertent administrative error that omitted 100 shares of the issuer's Class B Common Stock from columns 4 and 5 of Table I in the Form 4 filed by Mr. Casella on November 15, 2022 ("Previous Form 4"). Table I, column 4 of the Previous Form 4 correctly reported Mr. Casella's disposition of 194,100 shares of Class B Common Stock to his spouse as a gift, but the corresponding acquisition of such shares by Mr. Casella's spouse was inadvertently reported as 194,000 shares of Class B Common Stock in Table I, column 4 as well as in Table I, column 5 reporting indirect beneficial ownership. In both cases, the amount should have been reported as 194,100 shares of Class B Common Stock.
F4 Held by the SLAT 2 for the benefit of Mr. Casella. Mr. Casella is the trustee of the SLAT 2.
F5 Held by the Spousal Lifetime Access Trust for the benefit of Mr. Casella's spouse ("SLAT").