Michael McFadden - Nov 12, 2024 Form 3 Insider Report for Alpha Cognition Inc. (ACOG)

Role
Chief Executive Officer, Director
Signature
/s/ McFadden Michael E.
Stock symbol
ACOG
Transactions as of
Nov 12, 2024
Transactions value $
$0
Form type
3
Date filed
11/12/2024, 07:08 PM
Next filing
Nov 15, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ACOG Common Shares 11.5K Nov 12, 2024 by The Michael and Sherri McFadden Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ACOG Common Share Options Nov 12, 2024 Common Shares 80K $5.21 Direct F1, F2
holding ACOG Common Share Options Nov 12, 2024 Common Shares 240K $4.12 Direct F3, F4
holding ACOG Warrants Nov 12, 2024 Common Shares 2.73K $7.75 by The Michael and Sherri McFadden Family Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options are fully vested.
F2 Converted from Canadian exercise price of C$7.00 at C$1.3439=USD$1.00.
F3 12.5% vested on June 8, 2023, and the remaining 87.5% vests in equal monthly installments until January 30, 2026.
F4 Converted from Canadian exercise price of C$5.50 at C$1.3358=USD$1.00.