Michael E. McFadden - 12 Nov 2024 Form 3 Insider Report for Alpha Cognition Inc. (ACOG)

Role
Chief Executive Officer, Director
Signature
/s/ McFadden Michael E.
Issuer symbol
ACOG
Transactions as of
12 Nov 2024
Net transactions value
$0
Form type
3
Filing time
12 Nov 2024, 19:08:13 UTC
Next filing
15 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ACOG Common Shares 11,534 12 Nov 2024 by The Michael and Sherri McFadden Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ACOG Common Share Options 12 Nov 2024 Common Shares 80,000 $5.21 Direct F1, F2
holding ACOG Common Share Options 12 Nov 2024 Common Shares 240,000 $4.12 Direct F3, F4
holding ACOG Warrants 12 Nov 2024 Common Shares 2,727 $7.75 by The Michael and Sherri McFadden Family Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options are fully vested.
F2 Converted from Canadian exercise price of C$7.00 at C$1.3439=USD$1.00.
F3 12.5% vested on June 8, 2023, and the remaining 87.5% vests in equal monthly installments until January 30, 2026.
F4 Converted from Canadian exercise price of C$5.50 at C$1.3358=USD$1.00.