Brian Kenneth Roberts - Feb 16, 2025 Form 4 Insider Report for Rezolute, Inc. (RZLT)

Role
Chief Medical Officer
Signature
/s/ Brian Kenneth Roberts
Stock symbol
RZLT
Transactions as of
Feb 16, 2025
Transactions value $
$0
Form type
4
Date filed
2/19/2025, 08:58 PM
Previous filing
Jun 14, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RZLT Common Shares Award $0 +77K +141.67% $0.00 131K Feb 16, 2025 Direct F1
holding RZLT Common Shares 13K Feb 16, 2025 Held in IRA
holding RZLT Common Shares 1.38K Feb 16, 2025 Held by minor child

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RZLT Employee Stock Option (Right to Buy) Award $0 +45K $0.00 45K Feb 16, 2025 Common Shares 45K $4.61 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents grant of restricted stock units which vest as follows: 1/3 on March 1, 2026; 1/3 on March 1, 2027; and 1/3 on March 1, 2028.
F2 The options vest as follows: 1/36th monthly beginning on March 16, 2025.