Daron Evans - Feb 16, 2025 Form 4 Insider Report for Rezolute, Inc. (RZLT)

Role
CFO
Signature
/s/ Daron Evans
Stock symbol
RZLT
Transactions as of
Feb 16, 2025
Transactions value $
$0
Form type
4
Date filed
2/19/2025, 09:29 PM
Previous filing
Dec 18, 2024
Next filing
Mar 28, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RZLT Common Shares Award $0 +77K +51.03% $0.00 228K Feb 16, 2025 Direct F1
holding RZLT Common Shares 40K Feb 16, 2025 Held by PoC Capital, LLC F2
holding RZLT Common Shares 20K Feb 16, 2025 Held by spouse
holding RZLT Common Shares 13K Feb 16, 2025 Held by minor child #1
holding RZLT Common Shares 4.5K Feb 16, 2025 Held by minor child #2
holding RZLT Common Shares 4.5K Feb 16, 2025 Held by minor child #3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RZLT Employee Stock Option (Right to Buy) Award $0 +45K $0.00 45K Feb 16, 2025 Common Shares 45K $4.61 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents grant of restricted stock units which vest as follows: 1/3 on March 1, 2026; 1/3 on March 1, 2027; and 1/3 on March 1, 2028.
F2 PoC Capital, LLC is a California limited liability company managed by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F3 The options vest as follows: 1/36th monthly beginning on March 16, 2025.