Name | Relationship | Address | Signature | Signature date | CIK |
---|---|---|---|---|---|
Karnawat Sunil Ratilal | Chief Commercial Officer | C/O REZOLUTE, INC., 275 SHORELINE DRIVE, SUITE 500, REDWOOD CITY | /s/ Sunil Patilal Karnawat | 2025-08-27 | 0002083506 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RZLT | Common Shares | Award | $0 | +25K | +1023.75% | $0.00 | 27.4K | Aug 18, 2025 | Direct | F1 |
holding | RZLT | Common Shares | 8K | Aug 18, 2025 | Held in Imdividual Retirement Account | ||||||
holding | RZLT | Common Shares | 1.9K | Aug 18, 2025 | Held in Heath Savings Account |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RZLT | Employee Stock Option (Right to Buy) | Award | $0 | +275K | $0.00 | 275K | Aug 18, 2025 | Common Shares | 275K | $6.55 | Direct | F2 |
Id | Content |
---|---|
F1 | Represents grant of restricted stock units which vest as follows: 1/4 on September 1, 2026; 1/4 on September 1, 2027; 1/4 on September 1, 2028; and 1/4 on September 1, 2029. |
F2 | The options shall vest and become exercisable as follows: One fourth (1/4) of such Options shall vest on the one-year anniversary of the grant date and one thirty-sixth (1/36) of the remaining Options shall vest on the same day of each month thereafter until the Option is 100% vested. The unvested portion of the Option will not be exercisable on or after the Reporting Person's termination of continuous service. |