| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Kim Young-Jin | Director | C/O REZOLUTE, INC., 275 SHORELINE DRIVE, SUITE 500, REDWOOD CITY | /s/ Young-Jin Kim | 2025-11-20 | 0001768406 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RZLT | Common Shares | Award | $0 | +21K | +14% | $0.00 | 171K | Nov 19, 2025 | Direct | F1 |
| holding | RZLT | Common Shares | 8.42M | Nov 19, 2025 | Held by Handok, Inc. | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RZLT | Director Stock Option (Right to Buy) | Award | $0 | +12K | $0.00 | 12K | Nov 19, 2025 | Common Shares | 12K | $10.16 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | Represents grant of restricted stock units which fully vest on December 1, 2026. |
| F2 | The reporting person disclaims beneficial ownership of the securities held by Handok, Inc. except to the extent of his pecuniary interest therein, if any. |
| F3 | The options fully vest on December 1, 2026. |