Sean M. Oconnor - Oct 12, 2021 Form 4 Insider Report for StoneX Group Inc. (SNEX)

Role: CEO/President, Director
Signature: Sean M. O'Connor
Stock symbol: SNEX
Transactions as of: Oct 12, 2021
Transactions value $: -$158,074
Form type: 4
Date filed: 10/14/2021, 04:46 PM
Previous filing: Oct 12, 2021
Next filing: Oct 18, 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SNEX	Common Stock	Options Exercise	$79.5K	+3.07K	+0.86%	$25.91	360K	Oct 12, 2021	Direct	F1
transaction	SNEX	Common Stock	Sale	-$150K	-2.2K	-0.61%	$68.24	358K	Oct 12, 2021	Direct	F1, F2
transaction	SNEX	Common Stock	Options Exercise	$99.1K	+3.83K	+1.07%	$25.91	362K	Oct 13, 2021	Direct	F1
transaction	SNEX	Common Stock	Sale	-$187K	-2.75K	-0.76%	$67.94	359K	Oct 13, 2021	Direct	F1, F2
holding	SNEX	Common Stock						61.3K	Oct 12, 2021	By Trust
holding	SNEX	Common Stock						780K	Oct 12, 2021	Darseaker Limited

Showing 1 to 6 of 6 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SNEX	Stock Options	Options Exercise	$0	-3.07K	-1.45%	$0.00	208K	Oct 12, 2021	Common	3.07K	$25.91	Direct	F1
transaction	SNEX	Stock Options	Options Exercise	$0	-3.83K	-1.84%	$0.00	204K	Oct 13, 2021	Common	3.83K	$25.91	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.
F2	The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.