Philip Andrew Smith - 05 Dec 2023 Form 4 Insider Report for StoneX Group Inc. (SNEX)

Role: CEO - subsidiary entity
Signature: Philip Andrew Smith
Issuer symbol: SNEX
Transactions as of: 05 Dec 2023
Transactions value $: $14,456,250
Form type: 4
Filing time: 07 Dec 2023, 16:17:20 UTC
Previous filing: 21 Sep 2023
Next filing: 19 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	SNEX	Common Stock						231K	05 Dec 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SNEX	Stock Options	Award	$14.5M	+225K	+150%	$64.25	375K	05 Dec 2023	Common Stock	225K	$64.25	Direct	F1, F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The option grant was approved by the Company's Board of Directors on December 5, 2023.
F2	The strike price of the grant was set by the Company's Board of Directors as the closing price on the day prior to the grant, December 4, 2023.
F3	The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date.