ERIC PARTHEMORE - 14 Dec 2023 Form 4 Insider Report for StoneX Group Inc. (SNEX)

Role
Director
Signature
Eric Parthemore
Issuer symbol
SNEX
Transactions as of
14 Dec 2023
Transactions value $
-$145,520
Form type
4
Filing time
15 Dec 2023, 16:45:29 UTC
Previous filing
16 Nov 2023
Next filing
27 Dec 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNEX Common Stock Sale -$146K -2.14K -9.02% $68.00 21.6K 14 Dec 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).