-
Signature
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Philip Andrew Smith
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Stock symbol
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SNEX
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Transactions as of
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Apr 17, 2025
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Transactions value $
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-$2,445,455
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Form type
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4
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Date filed
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4/21/2025, 06:26 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
SNEX |
Common Stock |
Options Exercise |
$811K |
+40.6K |
+11.83% |
$20.00 |
383K |
Apr 17, 2025 |
Direct |
|
| transaction |
SNEX |
Common Stock |
Sale |
-$3.26M |
-40.6K |
-10.58% |
$80.30 |
343K |
Apr 17, 2025 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
SNEX |
Stock Options |
Options Exercise |
$0 |
-40.6K |
-7.9% |
$0.00 |
473K |
Apr 17, 2025 |
Common Stock |
40.6K |
$20.00 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: