| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| FOWLER JOHN MOORE | Director | 230 PARK AVENUE, 10TH FLOOR, NEW YORK | John M. Fowler | 2025-08-04 | 0001318349 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SNEX | Common Stock | Sale | -$108K | -1.13K | -0.96% | $96.00 | 116K | Aug 1, 2025 | Direct | |
| holding | SNEX | Common Stock | 3K | Aug 1, 2025 | By Spouse |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).