David Dalvey - May 12, 2021 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Director
Signature
/s/ Eric O. Madson as Attorney-in-Fact for David F. Dalvey pursuant to Power of Attorney previously filed.
Stock symbol
CELC
Transactions as of
May 12, 2021
Transactions value $
$0
Form type
4
Date filed
5/14/2021, 05:02 PM
Next filing
May 19, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CELC Common Stock Award $0 +1.48K +18.9% $0.00 9.33K May 12, 2021 Direct F1
holding CELC Common Stock 250K May 12, 2021 By Brightstone Venture Capital Fund, LP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELC Stock Option (right to buy) Award $0 +2.31K $0.00 2.31K May 12, 2021 Common Stock 2.31K $26.99 Direct F4
holding CELC Stock Option (right to buy) 8.2K May 12, 2021 Common Stock 8.2K $16.23 Direct F3
holding CELC Stock Option (right to buy) 3.2K May 12, 2021 Common Stock 3.2K $19.45 Direct F3
holding CELC Stock Option (right to buy) 5.05K May 12, 2021 Common Stock 5.05K $22.45 Direct F3
holding CELC Stock Option (right to buy) 12.7K May 12, 2021 Common Stock 12.7K $5.10 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 1,482 shares of restricted stock for which risks of forfeiture lapse on April 30, 2022, or if earlier, the date of the Company's 2022 Annual Meeting of Stockholders.
F2 The Reporting Person is the General Partner of Brightstone Venture Capital Fund, LP.
F3 100% vested.
F4 This Option will vest and become exercisable on April 30, 2022, or if earlier, the date of the Company's 2022 Annual Meeting of Stockholders.