J. J. Finkelstein - Aug 2, 2021 Form 4 Insider Report for REGENERX BIOPHARMACEUTICALS INC (RGRX)

Role
President and CEO, Director
Signature
/s/ Andrew Nick as Attorney-in-Fact for J.J. Finkelstein pursuant to Power of Attorney previously filed.
Stock symbol
RGRX
Transactions as of
Aug 2, 2021
Transactions value $
$0
Form type
4
Date filed
8/4/2021, 04:03 PM
Previous filing
Jul 6, 2021
Next filing
May 19, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RGRX Common Stock 1.71M Aug 2, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RGRX Stock Option (right to buy) Award $0 +600K $0.00 600K Aug 2, 2021 Common Stock 600K $0.28 Direct F4
holding RGRX Stock Option (right to buy) 500K Aug 2, 2021 Common Stock 500K $0.36 Direct F1
holding RGRX Stock Option (right to buy) 200K Aug 2, 2021 Common Stock 200K $0.64 Direct F1
holding RGRX Stock Option (right to buy) 150K Aug 2, 2021 Common Stock 150K $0.28 Direct F1
holding RGRX Stock Option (right to buy) 250K Aug 2, 2021 Common Stock 250K $0.21 Direct F1
holding RGRX Stock Option (right to buy) 650K Aug 2, 2021 Common Stock 650K $0.21 Direct F2
holding RGRX Stock Option (right to buy) 500K Aug 2, 2021 Common Stock 500K $0.30 Direct F3
holding RGRX Convertible Promissory Note (right to buy) $12.5K Aug 2, 2021 Common Stock 104K $0.12 Direct
holding RGRX Convertible Promissory Note (right to buy) $12.5K Aug 2, 2021 Common Stock 104K $0.12 Direct
holding RGRX Convertible Promissory Note (right to buy) $10K Aug 2, 2021 Common Stock 27.8K $0.36 Direct
holding RGRX Common Stock Warrant (right to buy) 78.1K Aug 2, 2021 Common Stock 78.1K $0.18 Direct
holding RGRX Common Stock Warrant (right to buy) 78.1K Aug 2, 2021 Common Stock 78.1K $0.18 Direct
holding RGRX Common Stock Warrant (right to buy) 20.9K Aug 2, 2021 Common Stock 20.9K $0.45 Direct
holding RGRX Series A Common Stock Warrant (right to buy) 56.3K Aug 2, 2021 Common Stock 56.3K $0.24 Direct
holding RGRX Series B Common Stock Warrant (right to buy) 56.3K Aug 2, 2021 Common Stock 56.3K $0.28 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 100% vested.
F2 162,500 shares vest on each of 5/15/19, 5/15/20, 5/15/21 and 5/15/22.
F3 125,000 shares vest on each of 6/10/20, 6/10/21, 6/10/22 and 6/10/23.
F4 150,000 shares vest on each of 8/2/21, 8/2/22, 8/2/23 and 8/2/24.