J. J. FINKELSTEIN - 02 Aug 2021 Form 4 Insider Report for REGENERX BIOPHARMACEUTICALS INC (RGRX)

Role
President and CEO, Director
Signature
/s/ Andrew Nick as Attorney-in-Fact for J.J. Finkelstein pursuant to Power of Attorney previously filed.
Issuer symbol
RGRX
Transactions as of
02 Aug 2021
Net transactions value
$0
Form type
4
Filing time
04 Aug 2021, 16:03:42 UTC
Previous filing
06 Jul 2021
Next filing
19 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RGRX Common Stock 1,712,991 02 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RGRX Stock Option (right to buy) Award $0 +600,000 $0.000000 600,000 02 Aug 2021 Common Stock 600,000 $0.2800 Direct F4
holding RGRX Stock Option (right to buy) 500,000 02 Aug 2021 Common Stock 500,000 $0.3600 Direct F1
holding RGRX Stock Option (right to buy) 200,000 02 Aug 2021 Common Stock 200,000 $0.6400 Direct F1
holding RGRX Stock Option (right to buy) 150,000 02 Aug 2021 Common Stock 150,000 $0.2800 Direct F1
holding RGRX Stock Option (right to buy) 250,000 02 Aug 2021 Common Stock 250,000 $0.2100 Direct F1
holding RGRX Stock Option (right to buy) 650,000 02 Aug 2021 Common Stock 650,000 $0.2100 Direct F2
holding RGRX Stock Option (right to buy) 500,000 02 Aug 2021 Common Stock 500,000 $0.3000 Direct F3
holding RGRX Convertible Promissory Note (right to buy) $12,500 02 Aug 2021 Common Stock 104,167 $0.1200 Direct
holding RGRX Convertible Promissory Note (right to buy) $12,500 02 Aug 2021 Common Stock 104,167 $0.1200 Direct
holding RGRX Convertible Promissory Note (right to buy) $10,000 02 Aug 2021 Common Stock 27,840 $0.3600 Direct
holding RGRX Common Stock Warrant (right to buy) 78,125 02 Aug 2021 Common Stock 78,125 $0.1800 Direct
holding RGRX Common Stock Warrant (right to buy) 78,125 02 Aug 2021 Common Stock 78,125 $0.1800 Direct
holding RGRX Common Stock Warrant (right to buy) 20,880 02 Aug 2021 Common Stock 20,880 $0.4500 Direct
holding RGRX Series A Common Stock Warrant (right to buy) 56,250 02 Aug 2021 Common Stock 56,250 $0.2400 Direct
holding RGRX Series B Common Stock Warrant (right to buy) 56,250 02 Aug 2021 Common Stock 56,250 $0.2800 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 100% vested.
F2 162,500 shares vest on each of 5/15/19, 5/15/20, 5/15/21 and 5/15/22.
F3 125,000 shares vest on each of 6/10/20, 6/10/21, 6/10/22 and 6/10/23.
F4 150,000 shares vest on each of 8/2/21, 8/2/22, 8/2/23 and 8/2/24.