Damon R. Cuzick - 12 Apr 2018 Form 4 Insider Report for EVO Transportation & Energy Services, Inc. (EVOA)

Role
Chief Operating Officer
Signature
/s/ Damon R. Cuzick
Issuer symbol
EVOA
Transactions as of
12 Apr 2018
Net transactions value
$0
Form type
4
Filing time
03 Sep 2021, 16:50:59 UTC
Previous filing
03 Sep 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EVOA Stock Option (right to buy) Award $0 +1,000,000 $0.000000 1,000,000 12 Apr 2018 Common Stock 1,000,000 $2.50 Direct F1
transaction EVOA Stock Option (right to buy) Other -1,000,000 -100% 0 01 Sep 2021 Common Stock 1,000,000 $2.50 Direct F1, F2
transaction EVOA Stock Option (right to buy) Other +1,000,000 1,000,000 01 Sep 2021 Common Stock 1,000,000 $1.50 Direct F1, F2
transaction EVOA Stock Option (right to buy) Award $0 +300,000 $0.000000 300,000 27 Feb 2020 Common Stock 300,000 $2.50 Direct F1
transaction EVOA Stock Option (right to buy) Other -300,000 -100% 0 01 Sep 2021 Common Stock 300,000 $2.50 Direct F1, F2
transaction EVOA Stock Option (right to buy) Other +300,000 300,000 01 Sep 2021 Common Stock 300,000 $1.50 Direct F1, F2
transaction EVOA Stock Option (right to buy) Award $0 +17,769 $0.000000 17,769 27 Dec 2020 Common Stock 17,769 $2.50 Direct F1
transaction EVOA Stock Option (right to buy) Other -17,769 -100% 0 01 Sep 2021 Common Stock 17,769 $2.50 Direct F1, F2
transaction EVOA Stock Option (right to buy) Other +17,769 17,769 01 Sep 2021 Common Stock 17,769 $1.50 Direct F1, F2
holding EVOA Secured Convertible Promissory Notes $1,140,000 12 Apr 2018 Common Stock 840,000 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 100% vested.
F2 The issuer reduced the exercise price of the option granted to the reporting person on September 1, 2021.
F3 Note amount does not reflect accrued interest. Principal and interest are convertible into common stock at any time at the election of the holder, subject to a monthly conversion limit equal to 10% of the 30 day average trading volume of shares of common stock for the prior month.