Scott Wheeler - 07 Feb 2019 Form 4 Insider Report for EVO Transportation & Energy Services, Inc. (EVOA)

Role: Chief Administrative Officer, Director
Signature: /s/ R. Scott Wheeler
Issuer symbol: EVOA
Transactions as of: 07 Feb 2019
Net transactions value: -$100,000
Form type: 4
Filing time: 03 Sep 2021, 16:53:56 UTC
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	EVOA	Common Stock	Award	$0	+10,000		$0.000000	10,000	07 Feb 2019	Direct	F1
transaction	EVOA	Common Stock	Purchase	$150,000	+60,000	+600%	$2.50	70,000	27 Feb 2020	Direct
transaction	EVOA	Common Stock	Other	$150,000	-60,000	-86%	$2.50	10,000	24 Mar 2020	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	EVOA	Stock Option (right to buy)	Award	$0	+20,000		$0.000000	20,000	07 May 2020	Common Stock	20,000	$2.50	Direct	F3
transaction	EVOA	Series B Preferred Stock	Other	$0	+50,000		$0.000000	50,000	24 Mar 2020	Common Stock	50,000	$3.00	Direct	F2, F5
transaction	EVOA	Common Stock Warrant (right to buy)	Award	$0	+750,000		$0.000000	750,000	01 Feb 2021	Common Stock	750,000	$1.50	Direct	F3
transaction	EVOA	Convertible Promissory Note	Other	$100,000				$0	30 Mar 2021	Common Stock	$100,000	$2.50	Direct	F4, F6
transaction	EVOA	Common Stock Warrant (right to buy)	Other	$0	+41,703		$0.000000	41,703	30 Mar 2021	Common Stock	41,703	$0.0100	Direct	F3
holding	EVOA	Stock Option (right to buy)						100,000	07 Feb 2019	Common Stock	100,000	$2.50	Direct	F3
holding	EVOA	Common Stock Warrant (right to buy)						40,000	07 Feb 2019	Common Stock	40,000	$2.50	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents stock received at the election of the Reporting Person, in lieu of cash payment, as a retainer for service as a director of the Company.
F2	On March 24, 2020, the Company entered into a stock redemption agreement with the Reporting Person pursuant to which the Company redeemed 60,000 shares of its common stock, par value $0.0001 per share, held by Reporting Person and agreed to issue 50,000 shares of its Series B Preferred Stock, par value $0.0001 per share to Reporting Person, in exchange therefor.
F3	Fully exercisable.
F4	Note amount does not reflect accrued interest and is convertible into shares of common stock at $2.50 per share.
F5	Each share of Series B Preferred Stock is convertible at any time at the election of the Reporting Person into an equal number of shares of common stock and does not have an expiration date.
F6	The Reporting Person exchanged the $100,000 secured convertible promissory note for $16,689 in cash and a warrant to purchase 41,703 shares of common stock.