Franklin Resources Inc - Jan 8, 2025 Form 4 Insider Report for ClearBridge Energy Midstream Opportunity Fund Inc. (EMO)

Role
Affiliate of Investment Adv
Signature
/s/Thomas C. Mandia, Assistant Secretary of Franklin Resources, Inc., on behalf of Franklin Resources, Inc. and its subsidiaries
Stock symbol
EMO
Transactions as of
Jan 8, 2025
Transactions value $
-$456,694
Form type
4
Date filed
3/6/2025, 01:54 PM
Previous filing
Jan 7, 2025
Next filing
Apr 21, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EMO Common Stock Sale -$457K -9.7K -100% $47.06 0 Jan 8, 2025 Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Franklin Resources, Inc. (FRI) previously owned shares of ClearBridge MLP and Midstream Total Return Fund Inc. (CTR). FRI acquired shares of ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) as a result of the merger of CTR with and into EMO on September 9, 2024
F2 This Form 4 reflects the correct amount of shares of EMO sold after filing an Amended Form 4 to correct the amount of shares sold on December 11, 2024.
F3 This Form 4 reflects the correct amount of Securities Beneficially Owned Following this Transaction after filing an Amended Form 4 to correct the amount of shares sold on December 11, 2024 and the amount of Securities Beneficially Owned Following such Transaction.
F4 See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.