KELLYE L. WALKER - 13 Apr 2023 Form 4 Insider Report for EASTMAN CHEMICAL CO (EMN)

Role
EVP, CLO & Corp. Secretary
Signature
/s/ Mark D. Austin, by Power of Attorney for Kellye L. Walker
Issuer symbol
EMN
Transactions as of
13 Apr 2023
Transactions value $
-$464,927
Form type
4
Filing time
14 Apr 2023, 16:00:31 UTC
Previous filing
28 Feb 2023
Next filing
08 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EMN Common Stock Options Exercise +18,701 +80% 42,078 13 Apr 2023 Direct F1
transaction EMN Common Stock Tax liability -$464,926 -5,576 -13.25% $83.38 36,502 13 Apr 2023 Direct F2
holding EMN Common Stock 444 13 Apr 2023 By ESOP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EMN Restricted Stock Units Options Exercise -18,701 -100% 0 13 Apr 2023 Common Stock 18,701 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Payout of shares underlying restricted stock units upon satisfaction of time condition of vesting.
F2 Shares of common stock withheld in satisfaction of tax liability upon vesting of the 18,701 restricted stock units.
F3 Includes ESOP allocations that have occurred since April 13, 2022.