Humberto P. Alfonso - 06 Oct 2023 Form 4 Insider Report for EASTMAN CHEMICAL CO (EMN)

Role
Director
Signature
/s/ Mark D. Austin, by Power of Attorney for Humberto P. Alfonso
Issuer symbol
EMN
Transactions as of
06 Oct 2023
Net transactions value
+$73,107
Form type
4
Filing time
11 Oct 2023, 16:03:02 UTC
Previous filing
05 Jul 2023
Next filing
09 Apr 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EMN Phantom Stock Units Award $73,107 +989 +2.5% $73.92 41,346 06 Oct 2023 Common Stock 989 $0.000000 Direct F1, F2, F3
transaction EMN Phantom Stock Units Award $0 +408 +0.99% $0.000000 41,754 06 Oct 2023 Common Stock 408 $0.000000 Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to one share of issuer common stock and payable only in cash after termination of service as a director.
F2 Voluntary deferral at election of director of a portion of director's retainer fees that would otherwise have been paid in cash into the director's stock account of the Director's Deferred Compensation Plan.
F3 Includes 747 units credited since May 4, 2023 as hypothetical reinvestment of dividend equivalents.
F4 Automatic deferral of a portion of director's annual retainer fees into the director's stock account of the Directors' Deferred Compensation Plan.