Tamina O'Neill - 01 Dec 2022 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
EVP Chief Risk Officer
Signature
/s/ Janet Emerson, as attorney-in-fact for Tamina O'Neill
Issuer symbol
HTLF
Transactions as of
01 Dec 2022
Net transactions value
$0
Form type
4
Filing time
05 Dec 2022, 17:58:32 UTC
Previous filing
22 Mar 2022
Next filing
02 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HTLF Common Stock 719 01 Dec 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF Non-Qualified Stock Option (Right To Buy) Award $0 +6,452 $0.000000 6,452 01 Dec 2022 Common Stock 6,452 $48.79 Direct F8
holding HTLF 2020 Performance Based Restricted Stock (3-year performance) 843 01 Dec 2022 Common Stock 843 Direct F1, F2
holding HTLF 2020 Time-Based Restricted Stock 281 01 Dec 2022 Common Stock 281 Direct F1, F3
holding HTLF 2021 Performance Based Restricted Stock (3-year performance) 2,061 01 Dec 2022 Common Stock 2,061 Direct F1, F4
holding HTLF 2021 Time-Based Restricted Stock 921 01 Dec 2022 Common Stock 921 Direct F1, F5
holding HTLF 2022 Performance Based Restricted Stock (3-year performance) 2,056 01 Dec 2022 Common Stock 2,056 Direct F1, F6
holding HTLF 2022 Time-Based Restricted Stock 1,371 01 Dec 2022 Common Stock 1,371 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 These restricted stock units vest in 2023 if certain performance measures are achieved by the Issuer
F3 Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
F4 These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer
F5 Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024.
F6 These restricted stock units vest in 2025 if certain performance measures are achieved by the Issuer
F7 Of these restricted stock units, 1/3 vest on 3-6-2023, 1/3 vest on 3-6-2024, and 1/3 vest on 3-6-2025.
F8 The options shall vest 25% on each of the first four anniversaries of the grant date of the award