Tamina O'Neill - 21 Mar 2023 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
EVP Chief Risk Officer
Signature
/s/ Janet Emerson, as attorney-in-fact for Tamina O'Neill
Issuer symbol
HTLF
Transactions as of
21 Mar 2023
Net transactions value
-$10,253
Form type
4
Filing time
23 Mar 2023, 11:05:54 UTC
Previous filing
08 Mar 2023
Next filing
20 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $0 +453 +33% $0.000000 1,828 21 Mar 2023 Direct F1
transaction HTLF Common Stock Options Exercise $0 +457 +25% $0.000000 2,285 21 Mar 2023 Direct F1
transaction HTLF Common Stock Tax liability $5,107 -133 -5.8% $38.40 2,152 21 Mar 2023 Direct F2
transaction HTLF Common Stock Tax liability $5,146 -134 -6.2% $38.40 2,018 21 Mar 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2021 Time-Based Restricted Stock Options Exercise $0 -453 -49% $0.000000 468 21 Mar 2023 Common Stock 453 Direct F1, F3
transaction HTLF 2022 Time-Based Restricted Stock Options Exercise $0 -457 -33% $0.000000 914 21 Mar 2023 Common Stock 457 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.
F2 These shares were withheld from distribution at the request of reporting person to satisfy tax liability.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.