Thomas L. Flynn - Jun 14, 2023 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Director
Signature
/s/ Janet Emerson, as attorney-in-fact for Thomas L. Flynn
Stock symbol
HTLF
Transactions as of
Jun 14, 2023
Transactions value $
$0
Form type
4
Date filed
6/16/2023, 04:05 PM
Previous filing
Jun 17, 2022
Next filing
Jun 22, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HTLF Common Stock 11.4K Jun 14, 2023 IRA F1, F2
holding HTLF Common Stock 3.34K Jun 14, 2023 IRA, Wife F1
holding HTLF Common Stock 41.5K Jun 14, 2023 Direct
holding HTLF Common Stock 37.4K Jun 14, 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2023 Director Restricted Stock Units Award $0 +4.81K $0.00 4.81K Jun 14, 2023 Common Stock 4.81K Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.
F2 Self directed IRA Trust
F3 These shares are held as Jt. Ten.
F4 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F5 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.