JOHN K. SCHMIDT - 20 Jun 2023 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Director
Signature
/s/ Janet Emerson, as attorney-in-fact for John K. Schmidt
Issuer symbol
HTLF
Transactions as of
20 Jun 2023
Net transactions value
$0
Form type
4
Filing time
22 Jun 2023, 16:17:06 UTC
Previous filing
16 Jun 2023
Next filing
23 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $0 +1,396 +1.8% $0.000000 80,507 20 Jun 2023 Direct
holding HTLF Common Stock 39,670 20 Jun 2023 by Spouse
holding HTLF Common Stock 4,780 20 Jun 2023 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2022 Director Restricted Stock Units Options Exercise $0 -1,396 -100% $0.000000* 0 20 Jun 2023 Common Stock 1,396 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person