Robert B. Engel - Jun 20, 2023 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Director
Signature
/s/ Janet Emerson, as attorney-in-fact for Robert B. Engel
Stock symbol
HTLF
Transactions as of
Jun 20, 2023
Transactions value $
$0
Form type
4
Date filed
6/22/2023, 04:17 PM
Previous filing
Jun 16, 2023
Next filing
Dec 28, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $0 +1.4K +10.35% $0.00 14.9K Jun 20, 2023 Direct F1
holding HTLF Depositary shares 24.6K Jun 20, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2022 Director Restricted Stock Units Options Exercise $0 -1.4K -100% $0.00* 0 Jun 20, 2023 Common Stock 1.4K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.
F2 Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person