Gordon A. Walker - 06 Apr 2020 Form 4/A - Amendment Insider Report for STEEL PARTNERS HOLDINGS L.P. (SPLP)

Role
Senior Vice President
Signature
/s/ Maria Reda as attorney-in-fact for Gordon A. Walker
Issuer symbol
SPLP
Transactions as of
06 Apr 2020
Net transactions value
+$41,876
Form type
4/A - Amendment
Filing time
31 Mar 2022, 20:43:22 UTC
Date Of Original Report
08 Apr 2020
Previous filing
31 Mar 2022
Next filing
21 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPLP Common Units no par value Purchase $16,698 +3,285 +28% $5.08* 15,145 06 Apr 2020 By Gordon A Walker Jr Revocable Trust F1, F2, F3
transaction SPLP Common Units no par value Purchase $24,895 +4,802 +32% $5.18* 19,947 07 Apr 2020 By Gordon A Walker Jr Revocable Trust F1, F2, F4
transaction SPLP Common Units no par value Purchase $282 +53 +0.27% $5.32* 20,000 08 Apr 2020 By Gordon A Walker Jr Revocable Trust F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Form 4 filed on April 8, 2020 inadvertently reported that the Common Units were purchased directly by the Reporting Person. Such Common Units were purchased by a family trust of which the Reporting Person is a trustee and are therefore beneficially owned indirectly by the Reporting Person.
F2 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F3 The price reported in Column 4 is a weighted average price. These Common Units were purchased in multiple transactions at prices ranging from $5.01 to $5.20, excluding commissions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Units purchased at each separate price within the range set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These Common Units were purchased in multiple transactions at prices ranging from $5.00 to $5.40, excluding commissions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Units purchased at each separate price within the range set forth in this footnote.