James W. Green - 14 Mar 2023 Form 4 Insider Report for HARVARD BIOSCIENCE INC (HBIO)

Role
Chief Executive Officer, Director
Signature
/s/ David Sirois, by power of attorney
Issuer symbol
HBIO
Transactions as of
14 Mar 2023
Net transactions value
+$105,400
Form type
4
Filing time
15 Mar 2023, 18:35:57 UTC
Previous filing
08 Mar 2023
Next filing
13 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HBIO Common Stock Purchase $53,400 +20,000 +0.7% $2.67 2,866,052 14 Mar 2023 Direct F1, F2
transaction HBIO Common Stock Purchase $52,000 +20,000 +0.7% $2.60 2,886,052 15 Mar 2023 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $2.61 to $2.70, inclusive. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 Includes (a) the shares described in footnote (1) above, (b) 353,140 restricted stock units that will vest in three equal installments on December 29, 2023, 2024 and 2025, (c) 104,691 restricted stock units that will vest in two equal installments on December 29, 2023 and 2024, (d) 109,071 restricted stock units that will vest on June 11, 2023, (e) 64,899 restricted stock units that will vest on December 29, 2023, (f) 54,535 restricted stock units that will vest on December 29, 2023, (g) 671,649 restricted stock units with performance based vesting conditions tied to relative total shareholder return and (h) 1,488,067 shares of common stock beneficially owned by the Reporting Person.
F3 This transaction was executed in multiple trades at prices ranging from $2.57 to $2.63, inclusive. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 Includes (a) the shares and awards described in footnote (2) above, and (b) the shares purchased in the transaction described in footnote (3) above.