David Kanen - 17 Oct 2023 Form 4 Insider Report for Real Good Food Company, Inc. (RGF)

Role
Other*, 10%+ Owner
Signature
/s/ David Kanen
Issuer symbol
RGF
Transactions as of
17 Oct 2023
Transactions value $
$258,500
Form type
4
Filing time
26 Oct 2023, 19:49:53 UTC
Previous filing
26 Oct 2023
Next filing
19 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RGF Class A Common Stock, par value $0.0001 Purchase $176K +75K +6.44% $2.35 1.24M 17 Oct 2023 Philotimo Fund, LP F1, F2
transaction RGF Class A Common Stock, par value $0.0001 Purchase $82.3K +35K +11.38% $2.35 343K 17 Oct 2023 Philotimo Focused Growth and Income Fund F1, F3
holding RGF Class A Common Stock, par value $0.0001 0 17 Oct 2023 Direct F1
holding RGF Class A Common Stock, par value $0.0001 10K 17 Oct 2023 Kanen Wealth Management LLC F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

David Kanen is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
F2 Securities directly beneficially owned by Philotimo Fund, LP. KWM, as the general partner of Philotimo Fund, LP, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Fund, LP.
F3 Securities directly beneficially owned by Philotimo Focused Growth and Income Fund. KWM, as the investment manager of Philotimo Focused Growth and Income Fund, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Focused Growth and Income Fund.
F4 Securities directly beneficially owned by KWM. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by KWM.