Keith Brackpool - 04 Feb 2022 Form 4 Insider Report for CADIZ INC (CDZI)

Role
Director
Signature
Keith Brackpool
Issuer symbol
CDZI
Transactions as of
04 Feb 2022
Net transactions value
$0
Form type
4
Filing time
08 Feb 2022, 12:41:31 UTC
Previous filing
16 Dec 2021
Next filing
22 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDZI Common Stock Options Exercise +170,000 +45% 546,198 04 Feb 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CDZI Restricted Stock Units Options Exercise -170,000 -100% 0 04 Feb 2022 Common Stock 170,000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each previously reported Restricted Stock Unit ("RSU") represented a contingent right to receive one share of the Issuer's common stock. Vesting of these RSUs was accelerated by mutual agreement effective February 4, 2022.