R. Phyllis Yale - Jun 22, 2021 Form 4 Insider Report for DAVITA INC. (DVA)

Role: Director
Signature: /s/ Stephanie Berberich, Attorney-in-Fact
Stock symbol: DVA
Transactions as of: Jun 22, 2021
Transactions value $: -$627,787
Form type: 4
Date filed: 6/23/2021, 07:02 PM
Previous filing: May 18, 2021
Next filing: Jul 1, 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	DVA	Common Stock	Options Exercise	$359K	+4.58K	+47.97%	$78.44	14.1K	Jun 22, 2021	Direct
transaction	DVA	Common Stock	Disposed to Issuer	-$359K	-2.89K	-20.45%	$124.36	11.2K	Jun 22, 2021	Direct	F1
transaction	DVA	Common Stock	Options Exercise	$475K	+7.18K	+63.88%	$66.17	18.4K	Jun 22, 2021	Direct
transaction	DVA	Common Stock	Disposed to Issuer	-$475K	-3.82K	-20.75%	$124.36	14.6K	Jun 22, 2021	Direct	F1
transaction	DVA	Common Stock	Sale	-$628K	-5.05K	-34.59%	$124.33	9.55K	Jun 22, 2021	Direct	F2

Showing 1 to 5 of 5 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	DVA	Stock Appreciation Rights	Options Exercise	$0	-4.58K	-100%	$0.00^*	0	Jun 22, 2021	Common Stock	4.58K	$78.44	Direct	F3
transaction	DVA	Stock Appreciation Rights	Options Exercise	$0	-7.18K	-100%	$0.00^*	0	Jun 22, 2021	Common Stock	7.18K	$66.17	Direct	F4, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F2	Represents the weighted average sale price of $124.3266. The range of prices for the sale of these shares was $124.311 - $124.431 rounded to the nearest thousandths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3	The Stock Appreciation Rights were granted on July 11, 2016. 100% vested on June 20, 2017.
F4	Price previously reported as $13.234 on Form 4 filed on June 20, 2017.
F5	The Stock Appreciation Rights were granted on June 16, 2017. 100% vested on June 16, 2018.