William R. Gonzalez - Jun 11, 2021 Form 4 Insider Report for QUAINT OAK BANCORP INC (QNTO)

Role
Senior Vice President*
Signature
/s/Diane J. Colyer by P.O.A. for William R. Gonzalez
Stock symbol
QNTO
Transactions as of
Jun 11, 2021
Transactions value $
-$4,050
Form type
4
Date filed
6/15/2021, 05:03 PM
Next filing
Dec 15, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QNTO Common Stock Sale -$4.05K -225 -3.03% $18.00 7.2K Jun 11, 2021 Direct F1
holding QNTO Common Stock 7.77K Jun 11, 2021 By 401(k) Plan F2
holding QNTO Common Stock 9.69K Jun 11, 2021 By ESOP F3
holding QNTO Common Stock 593 Jun 11, 2021 By spouse through ESOP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding QNTO Employee Stock Option (Right to Buy) 15K Jun 11, 2021 Common Stock 15K $13.30 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 2,000 shares granted pursuant to the Issuer's 2013 Stock Incentive Plan which reflect the unvested portion of a grant amount originally covering 5,000 shares that commenced vesting at a rate of 20% per year on May 9, 2019.
F2 Includes shares acquired in the Issuer's 401(k) Plan since the last filed Form 4. Based on a report dated June 15, 2021.
F3 Includes shares allocated to the reporting person's and the reporting person's spouse's ESOP accounts since the last filed Form 4.
F4 The options are vesting at a rate of 20% per year commencing on May 9, 2019.

Remarks:

* Senior Vice President, Business Development Officer of Quaint Oak Bank (Issuer subsidiary).