Yajnik Sanjiv - 30 Aug 2021 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Signature
/s/ Cleo Belmonte (POA on file)
Issuer symbol
COF
Transactions as of
30 Aug 2021
Transactions value $
-$915,261
Form type
4
Filing time
01 Sep 2021, 16:07:27 UTC
Previous filing
27 Aug 2021
Next filing
29 Sep 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Sale -$310K -1.83K -2.94% $169.60 60.4K 30 Aug 2021 Direct F1, F2, F3
transaction COF Common Stock Sale -$135K -790 -1.31% $170.56 59.6K 30 Aug 2021 Direct F1, F4
transaction COF Common Stock Sale -$184K -1.07K -1.8% $171.82 58.5K 30 Aug 2021 Direct F1, F5
transaction COF Common Stock Sale -$286K -1.66K -2.83% $172.68 56.9K 30 Aug 2021 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed pursuant to a trading plan entered into by the reporting person on July 29, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.13 to $170.12. Information regarding the number of shares sold at each price will be provided upon request.
F3 Includes shares acquired by the reporting person through a dividend reinvestment program since the last reported transaction.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.17 to $170.81. Information regarding the number of shares sold at each price will be provided upon request.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.29 to $172.25. Information regarding the number of shares sold at each price will be provided upon request.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.39 to $173.00. Information regarding the number of shares sold at each price will be provided upon request.