craig a. williams - 16 Mar 2021 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
Director
Signature
/s/ Cleo Belmonte (POA on file)
Issuer symbol
COF
Transactions as of
16 Mar 2021
Transactions value $
$2,148
Form type
4
Filing time
11 Mar 2022, 15:16:16 UTC
Previous filing
11 Mar 2022
Next filing
10 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Sale -$1,420 -11 -0.59% $129.11 1,838 16 Mar 2021 Direct
transaction COF Common Stock Sale -$385 -3 -0.16% $128.63 1,835 17 Mar 2021 Direct
transaction COF Common Stock Purchase $637 +4 +0.22% $159.25 1,839 10 Jun 2021 Direct
transaction COF Common Stock Purchase $800 +5 +0.27% $160.02 1,844 11 Jun 2021 Direct
transaction COF Common Stock Purchase $3,010 +19 +1% $158.43 1,863 14 Jun 2021 Direct F1
transaction COF Common Stock Sale -$492 -3 -0.16% $164.25 1,860 21 Jul 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person's purchase of common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 3 shares, with the reporting person's sale of 3 shares of common stock on July 21, 2021. The reporting person will pay to Issuer the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.