Kaitlin Haggerty - 26 Jan 2023 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
Chief Human Resources Officer
Signature
/s/ Cleo Belmonte (POA on file)
Issuer symbol
COF
Transactions as of
26 Jan 2023
Transactions value $
$0
Form type
4
Filing time
30 Jan 2023, 16:16:42 UTC
Previous filing
17 May 2022
Next filing
17 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Award $0 +7,073 +179% $0.000000 11,025 26 Jan 2023 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
F2 Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
F3 Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.