Andrew M. Young - 15 Feb 2023 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
Chief Financial Officer
Signature
/s/ Cleo V. Belmonte (POA on file)
Issuer symbol
COF
Transactions as of
15 Feb 2023
Net transactions value
-$199,571
Form type
4
Filing time
17 Feb 2023, 15:07:38 UTC
Previous filing
30 Jan 2023
Next filing
05 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Tax liability $50,437 -440 -1.5% $114.63 28,856 15 Feb 2023 Direct F1
transaction COF Common Stock Tax liability $61,786 -539 -1.9% $114.63 28,317 15 Feb 2023 Direct F2
transaction COF Common Stock Tax liability $87,348 -762 -2.7% $114.63 27,660 15 Feb 2023 Direct F3, F4
holding COF Common Stock 59 15 Feb 2023 By Child
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.
F2 Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.
F3 Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.
F4 Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.