Robert M. Alexander - 15 Feb 2023 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
Chief Information Officer
Signature
/s/ Cleo Belmonte (POA on file)
Issuer symbol
COF
Transactions as of
15 Feb 2023
Transactions value $
-$460,927
Form type
4
Filing time
17 Feb 2023, 15:14:31 UTC
Previous filing
30 Jan 2023
Next filing
03 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Tax liability -$117K -1.02K -1.37% $114.63 73.6K 15 Feb 2023 Direct F1
transaction COF Common Stock Tax liability -$199K -1.74K -2.36% $114.63 71.8K 15 Feb 2023 Direct F2
transaction COF Common Stock Tax liability -$145K -1.26K -1.76% $114.63 70.6K 15 Feb 2023 Direct F3
holding COF Common Stock 2 15 Feb 2023 Robert M. Alexander UGMA
holding COF Common Stock 100 15 Feb 2023 The Alexander Fund
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.
F2 Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.
F3 Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.