Yajnik Sanjiv - 15 Feb 2024 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
President, Financial Services
Signature
/s/ Jason S. Frank (POA on file)
Issuer symbol
COF
Transactions as of
15 Feb 2024
Transactions value $
-$599,166
Form type
4
Filing time
20 Feb 2024, 16:11:31 UTC
Previous filing
05 Feb 2024
Next filing
13 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Tax liability -$181K -1.33K -1.2% $136.36 110K 15 Feb 2024 Direct F1
transaction COF Common Stock Tax liability -$147K -1.08K -0.98% $136.36 109K 15 Feb 2024 Direct F2
transaction COF Common Stock Tax liability -$271K -1.99K -1.82% $136.36 107K 15 Feb 2024 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.
F2 Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.
F3 Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.
F4 Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.