Yajnik Sanjiv - 15 Feb 2025 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
President, Financial Services
Signature
/s/ Jason S. Frank (POA on file)
Issuer symbol
COF
Transactions as of
15 Feb 2025
Net transactions value
-$915,583
Form type
4
Filing time
19 Feb 2025, 17:43:44 UTC
Previous filing
06 Feb 2025
Next filing
12 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Tax liability $205,192 -1,015 -0.8% $202.16 126,313 15 Feb 2025 Direct F1
transaction COF Common Stock Tax liability $353,376 -1,748 -1.4% $202.16 124,565 15 Feb 2025 Direct F2
transaction COF Common Stock Tax liability $357,015 -1,766 -1.4% $202.16 122,799 15 Feb 2025 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.
F2 Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.
F3 Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.