Robert M. Alexander - 15 Feb 2025 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
Chief Information Officer
Signature
/s/ Blaise F. Brennan (POA on file)
Issuer symbol
COF
Transactions as of
15 Feb 2025
Transactions value $
-$971,581
Form type
4
Filing time
19 Feb 2025, 17:45:41 UTC
Previous filing
06 Feb 2025
Next filing
12 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Tax liability -$257K -1.27K -1.98% $202.16 63K 15 Feb 2025 Direct F1
transaction COF Common Stock Tax liability -$403K -1.99K -3.16% $202.16 61K 15 Feb 2025 Direct F2
transaction COF Common Stock Tax liability -$312K -1.54K -2.53% $202.16 59.4K 15 Feb 2025 Direct F3
holding COF Common Stock 100 15 Feb 2025 The Alexander Fund
holding COF Common Stock 2 15 Feb 2025 Robert M. Alexander UGMA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.
F2 Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.
F3 Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.