Thomas G. Maheras - May 18, 2025 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role: Director
Signature: /s/ Blaise F. Brennan (POA on file)
Stock symbol: COF
Transactions as of: May 18, 2025
Transactions value $: $0
Form type: 4
Date filed: 5/20/2025, 07:24 PM
Previous filing: May 19, 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
MAHERAS THOMAS G	Director	1680 CAPITAL ONE DRIVE, MCLEAN	/s/ Blaise F. Brennan (POA on file)	2025-05-20	0001389100

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	COF	Common Stock	Award	$0	+65.3K		$0.00	65.3K	May 18, 2025	Direct	F1
transaction	COF	Common Stock	Award	$0	+1.16K	+1.78%	$0.00	66.4K	May 18, 2025	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Acquired in connection with Capital One Financial Corporation's ("Capital One") acquisition of Discover Financial Services ("Discover") on May 18, 2025. Pursuant to the merger agreement, each issued and outstanding share of Discover common stock held by the reporting person was converted into the right to receive 1.0192 shares of Capital One common stock. All fractional share holdings were paid in cash. On May 16, 2025, the closing price of Capital One common stock was $197.22, and the closing price of Discover common stock was $200.05.
F2	Restricted stock units that vest in their entirety on May 18, 2026. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.

Content

Acquired in connection with Capital One Financial Corporation's ("Capital One") acquisition of Discover Financial Services ("Discover") on May 18, 2025. Pursuant to the merger agreement, each issued and outstanding share of Discover common stock held by the reporting person was converted into the right to receive 1.0192 shares of Capital One common stock. All fractional share holdings were paid in cash. On May 16, 2025, the closing price of Capital One common stock was $197.22, and the closing price of Discover common stock was $200.05.

Restricted stock units that vest in their entirety on May 18, 2026. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.