Jennifer C. Haas - 26 Nov 2023 Form 5 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
10%+ Owner
Signature
/s/ Joan L. Grant as Attorney-in-fact for Jennifer C. Haas
Issuer symbol
LEVI
Transactions as of
26 Nov 2023
Net transactions value
$0
Form type
5
Filing time
09 Jan 2024, 17:39:03 UTC
Previous filing
06 Jan 2023
Next filing
05 Feb 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Class B Common Stock Gift $0 +1,869 +0.02% $0.000000 11,163,626 31 Jan 2023 Class A Common Stock 1,869 Direct F1
transaction LEVI Class B Common Stock Gift $0 -1,868 -0.02% $0.000000 11,163,626 31 Jan 2023 Class A Common Stock 1,869 Direct F1, F2
transaction LEVI Class B Common Stock Gift $0 +1,868 +6.2% $0.000000 31,770 31 Jan 2023 Class A Common Stock 1,869 See note F1, F2, F3
transaction LEVI Class B Common Stock Gift $0 +3,738 +13% $0.000000 31,770 31 Jan 2023 Class A Common Stock 3,738 See note F1, F3
transaction LEVI Class B Common Stock Other $0 +5,606 +0.1% $0.000000 5,488,276 31 Jan 2023 Class A Common Stock 5,606 See note F1, F4, F5
transaction LEVI Class B Common Stock Other $0 -5,606 -15% $0.000000 31,770 31 Jan 2023 Class A Common Stock 5,606 See note F1, F3, F4
holding LEVI Class B Common Stock 4,330,680 26 Nov 2023 Class A Common Stock See note F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2 Ms. Haas gifted these shares from her revocable trust to custodial accounts of which Ms. Haas is the custodian.
F3 Shares held in custodial accounts for the benefit of others. Ms. Haas is the custodian and has sole voting and investment power over the accounts. She disclaims beneficial ownership of these shares.
F4 These shares were contributed from custodial accounts of which Ms. Haas is the custodian to a limited liability company of which Ms. Haas is the manager.
F5 Shares held by a limited liability company of which Ms. Haas is the manager. Ms. Haas has no ownership interest in the limited liability company. She disclaims beneficial owenrship of these shares.
F6 Shares held in trusts of which Ms. Haas is the trustee.