James Endrizzi - 31 Oct 2023 Form 4 Insider Report for WAFD INC (WAFD)

Role
EVP & Chief Commercial Banker
Signature
Kelli Holz, Attorney-in-fact
Issuer symbol
WAFD
Transactions as of
31 Oct 2023
Transactions value $
-$91,933
Form type
4
Date filed
02 Nov 2023, 20:12
Previous filing
12 May 2023
Next filing
16 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WAFD Common Stock Disposed to Issuer $0 -12K -10.28% $0.00 105K 31 Oct 2023 Direct
transaction WAFD Common Stock Tax liability -$91.9K -3.73K -3.55% $24.68 101K 31 Oct 2023 Direct F1
holding WAFD Common Stock 214 31 Oct 2023 By 401(k) F2
holding WAFD Depositary Shares of Series A Preferred Stock 748 31 Oct 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WAFD Non-Qualified Stock Option (right to buy) 695 31 Oct 2023 Common Stock 695 $28.16 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 67,534 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person.
F2 Indirect holdings reflect an adjustment of 3 additional shares acquired as a result of cash conversion and dividend reinvestment into shares of Company stock pursuant to the Reporting Person's participation in the Company's 401(k) plan.
F3 Each Depositary Share represents a 1/40th interest in a share of 4.875% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock, ("Series A Preferred Stock").