ROBERT B. FULLER - 17 Aug 2023 Form 4 Insider Report for FS Bancorp, Inc. (FSBW)

Role
Retried Chief Credit Officer
Signature
/s/Robert B. Fuller
Issuer symbol
FSBW
Transactions as of
17 Aug 2023
Transactions value $
-$26,405
Form type
4
Filing time
28 Aug 2023, 17:24:46 UTC
Previous filing
09 Aug 2023
Next filing
29 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FSBW Common Stock Disposed to Issuer $0 -4.71K -58.32% $0.00 3.37K 17 Aug 2023 Direct F1
transaction FSBW Common Stock Options Exercise $56.3K +1.92K +57.01% $29.30 5.29K 24 Aug 2023 Direct
transaction FSBW Common Stock Options Exercise $32.4K +1.33K +25.11% $24.37 6.62K 24 Aug 2023 Direct
transaction FSBW Common Stock Options Exercise $35.2K +1.65K +24.91% $21.35 8.26K 24 Aug 2023 Direct
transaction FSBW Common Stock Tax liability -$150K -4.9K -59.24% $30.68 3.37K 24 Aug 2023 Direct
holding FSBW Common Stock 5.82K 17 Aug 2023 By ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FSBW Stock Option (Right to Buy) Disposed to Issuer $0 -11.8K -52.74% $0.00 10.6K 17 Aug 2023 Common Stock 11.8K $0.00 Direct F2
transaction FSBW Stock Option (Right to Buy) Options Exercise $0 -1.92K -18.12% $0.00 8.68K 24 Aug 2023 Common Stock 1.92K $29.30 Direct
transaction FSBW Stock Option (Right to Buy) Options Exercise $0 -1.33K -15.31% $0.00 7.35K 24 Aug 2023 Common Stock 1.33K $24.37 Direct
transaction FSBW Stock Option (Right to Buy) Options Exercise $0 -1.65K -22.43% $0.00 5.7K 24 Aug 2023 Common Stock 1.65K $21.35 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

ROBERT B. FULLER is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The shares disposed are unvested restricted shares forfeited as a result of the reporting person's retirement as Chief Credit Officer on 08/17/2023. Of the total shares forfeited, 664 shares arc from the 08/15/2019 restricted stock grant award, 1,648 shares arc from the 08/15/2020 restricted stock grant award, 1,500 shares arc from the 08/15/2021 restricted stock grant award and 900 shares are from the 08/15/2022 restricted stock grant award.
F2 The options disposed are unvested non-qualified stock options forfeited as a result of the reporting person's retirement on 08/17/2023. Of the total options forfeited, 1,328 options are from the 08/15/2019 non-qualified stock option grant award, 3,296 options are from the 08/15/2020 non-qualified stock option grant award, 4,500 options are from the 08/15/2021 non-qualified stock option grant award and 2,700 options are from the 08/15/2022 non-qualified stock option grant award.