Leonard Ott - Jun 25, 2024 Form 4 Insider Report for SOCKET MOBILE, INC. (SCKT)

Role
EVP Engineering and CTO
Signature
/s/ Leonard Ott
Stock symbol
SCKT
Transactions as of
Jun 25, 2024
Transactions value $
$0
Form type
4
Date filed
6/26/2024, 06:03 PM
Previous filing
Mar 19, 2024
Next filing
Feb 3, 2025
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCKT Common Stock Option Other $0 -12K -13.49% $0.00 77K Jun 25, 2024 Common 12K $4.22 Direct F1
transaction SCKT Common Stock Option Other $0 -13.5K -17.54% $0.00 63.5K Jun 25, 2024 Common 13.5K $2.93 Direct F1
transaction SCKT Common Stock Option Other $0 -43.5K -68.48% $0.00 20K Jun 25, 2024 Common 43.5K $2.32 Direct F1
transaction SCKT Common Stock Option Other $0 +69K +344.75% $0.00 89K Jun 25, 2024 Common 69K $1.12 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024.