Lynn Zhao - 30 May 2025 Form 4 Insider Report for SOCKET MOBILE, INC. (SCKT)

Signature
Lynn Zhao
Issuer symbol
SCKT
Transactions as of
30 May 2025
Transactions value $
$9,345,700,000
Form type
4
Filing time
02 Jun 2025, 18:43:53 UTC
Previous filing
03 Feb 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Zhao Lynn CFO, Director 40675 ENCYCLOPEDIA CIR., FREMONT Lynn Zhao 02 Jun 2025 0001724840

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCKT Subordinated Convertible Note Purchase $9.35B +93.5K +545.8% $100,000.00* 111K 30 May 2025 Common Stock 93.5K $1.07 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Subordinated Convertible note is convertible any time on or prior to May 30, 2028. In addition, on or after May 30, 2026, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.