CHARLIE BASS - 13 Oct 2025 Form 4 Insider Report for SOCKET MOBILE, INC. (SCKT)

Signature
/s/ Charlie Bass
Issuer symbol
SCKT
Transactions as of
13 Oct 2025
Net transactions value
+$186,567,000,000
Form type
4
Filing time
14 Oct 2025, 16:44:20 UTC
Previous filing
04 Jun 2025
Next filing
05 Nov 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
BASS CHARLIE Director, 10%+ Owner 40675 ENCYCLOPEDIA CIR., FREMONT /s/ Charlie Bass 14 Oct 2025 0001192161

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCKT Subordinated Convertible Note Award $186,567,000,000 +373,134 +15% $500000.00 2,823,382 13 Oct 2025 Common Stock 373,134 $1.34 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On 10/13/2025, Mr. Kevin Mills transferred a $500,000.00 principal amount of Convertible Note, originally issued on May 26,2023, to Mr. Charlie Bass. The number of underlying shares represents the number of common shares into which the note may be converted.
F2 The Subordinated Convertible note is convertible any time on or prior to May 26, 2026. In addition, after May 26, 2024, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.