Cooperman Leon G - May 22, 2025 Form 4 Insider Report for Finance of America Companies Inc. (FOA)

Role
10%+ Owner
Signature
/s/ Edward Levy, Attorney-In-Fact, POA on file
Stock symbol
FOA
Transactions as of
May 22, 2025
Transactions value $
$1,107,682
Form type
4
Date filed
9/2/2025, 08:32 PM
Previous filing
Sep 2, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
COOPERMAN LEON G 10%+ Owner ST. ANDREW'S COUNTRY CLUB, 7118 MELROSE CASTLE LANE, BOCA RATON /s/ Edward Levy, Attorney-In-Fact, POA on file 2025-09-02 0000898382

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FOA Class A Common Stock, par value $0.0001 per share Purchase $119K +5.58K $21.33 5.58K May 22, 2025 Direct
transaction FOA Class A Common Stock, par value $0.0001 per share Purchase $7.47K +350 $21.33 350 May 22, 2025 See Footnote F1
transaction FOA Class A Common Stock, par value $0.0001 per share Purchase $960 +45 $21.33 45 May 22, 2025 See Footnote F2
transaction FOA Class A Common Stock, par value $0.0001 per share Purchase $640 +30 $21.33 30 May 22, 2025 See Footnote F3
transaction FOA Class A Common Stock, par value $0.0001 per share Purchase $220K +10K +0.82% $22.00 1.23M Jun 10, 2025 See Footnote F4
transaction FOA Class A Common Stock, par value $0.0001 per share Purchase $101K +4.6K +0.37% $21.90 1.24M Jun 11, 2025 See Footnote F4
transaction FOA Class A Common Stock, par value $0.0001 per share Purchase $212K +10K +0.81% $21.20 1.25M Jun 17, 2025 See Footnote F4
transaction FOA Class A Common Stock, par value $0.0001 per share Purchase $184K +8.78K +0.7% $21.00 1.26M Jun 18, 2025 See Footnote F4
transaction FOA Class A Common Stock, par value $0.0001 per share Purchase $23.2K +1.11K +0.09% $20.90 1.26M Jun 20, 2025 See Footnote F4
transaction FOA Class A Common Stock, par value $0.0001 per share Purchase $239K +10.6K +0.85% $22.53 1.27M Aug 5, 2025 See Footnote F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FOA Convertible Notes Purchase +789K 789K Aug 4, 2025 Class A Common Stock, par value $0.0001 per share 789K $19.00 See Footnote F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are held in the individual retirement account of Mr. Cooperman. The Reporting Person disclaims beneficial ownership, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
F2 These securities are held in the individual retirement account of Michael Cooperman, the Reporting Person's adult child, over which the Reporting Person maintains investment discretion. The Reporting Person disclaims beneficial ownership, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
F3 These securities are held in the individual retirement account of Toby Cooperman, the Reporting Person's spouse, over which the Reporting Person maintains investment discretion. The Reporting Person disclaims beneficial ownership, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
F4 The securities are held in the account of Omega Capital Partners, L.P., a private investment entity over which the Reporting Person has investment discretion. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
F5 On August 4, 2025, the Omega Capital Partners purchased $15,000,000.00 worth of unsecured convertible notes (the "Convertible Notes") of the Issuer that are convertible, in the aggregate, into 789,473 shares of the Issuer's Class A Common Stock, par value $0.0001 per share (the "Common Stock") at a conversion price of $19.00 per share. The Convertible Notes are convertible at anytime at the option of the Issuer or the Reporting Person; provided, however, that the Convertible Notes may not be converted into shares of Common Stock to the extent that the Reporting Person would beneficially own more than 9.99% of the Issuer's Common Stock after giving effect to such conversion.

Remarks:

This Form 4 reports transactions that were not timely filed. The transactions occurred between May 22, 2025 and August 5, 2025 and are being reported on Form 4 to bring the Reporting Person's ownership reports current. The Reporting Person acknowledges the late filing and undertakes to make all future filings on a timely basis.